Course Description:
With the rash of recent corporate and financial scandals, supervision of firms and branch offices has come under increased scrutiny. It is essential that internal supervisory controls are more than merely established in a firm; they must be applied through proactive supervision. This course provides insight into not only the importance of proactive supervision, but ways to implement it. Methods and focuses for establishing procedures, managing branches, communicating with the public, and supervising associates and the back office.
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